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Christopher Michael Caniff

Periculum Capital Markets, LLC

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About Christopher Michael Caniff

Christopher Caniff has been a registered representative for over 10 years. He currently works at Periculum Capital Markets, LLC where he is a General Securities Principal. He also has Series 63, 65, 23, 24, 79, 82 and SIE licenses. Christopher is registered in California, Florida, Illinois, Indiana, New York and Ohio.

Firm Information

Christopher Caniff is currently registered with Periculum Capital Markets, LLC. Periculum Capital Markets, LLC is a Limited Liability Company formed on December 1, 1995. The firm is registered in California, Florida, Illinois, Indiana, New York, and Ohio. Periculum Capital Markets, LLC has one approved SEC registration and six approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Caniff’s Registration & Firm History

IN

08/23/2012 - Present

Periculum Capital Markets, LLC (Carmel IN)

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Licenses & Designations

BC

Issued 05/31/2013

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/04/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/25/2015

Series 24 - General Securities Principal Examination

BC

Issued 06/17/2014

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2014

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 06/02/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Michael Caniff.
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