Unclaimed
Christopher Caniff has been a registered representative for over 10 years. He currently works at Periculum Capital Markets, LLC where he is a General Securities Principal. He also has Series 63, 65, 23, 24, 79, 82 and SIE licenses. Christopher is registered in California, Florida, Illinois, Indiana, New York and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
08/23/2012 - Present
Periculum Capital Markets, LLC (Carmel IN)
BC
Issued 05/31/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2015
Series 24 - General Securities Principal Examination
BC
Issued 06/17/2014
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2014
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 06/02/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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