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Christopher Michael Canavan

TP Icap Global Markets Americas LLC

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About Christopher Michael Canavan

Christopher Canavan has been a registered financial professional since 1993. He has a broad range of experience in the financial services industry, having worked at several well-known firms such as Deutsche Bank Securities, Morgan Stanley and RBC Capital Markets. Christopher currently works at TP Icap Global Markets Americas LLC. He is registered with the state of New York, and holds several industry licenses including Series 3, 6, 7, 55, 57TO and SIE.

Firm Information

Christopher Canavan is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Canavan’s Registration & Firm History

NJ

06/05/2019 - Present

TP Icap Global Markets Americas LLC (EDISON NJ)

NY

07/10/2014 - 11/06/2018

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

04/30/2010 - 07/10/2014

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NJ

07/28/2008 - 04/19/2010

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

04/27/1998 - 08/12/2008

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

07/18/1996 - 05/06/1998

UBS SECURITIES LLC (NEW YORK NY)

NY

09/08/1995 - 07/10/1996

SHERWOOD SECURITIES CORP. (NEW YORK NY)

TN

05/28/1993 - 09/07/1995

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 09/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2005

Series 3 - National Commodity Futures Examination

BC

Issued 11/03/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/30/1993

Series 7 - General Securities Representative Examination

BC

Issued 05/27/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Michael Canavan.
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