Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Brooks is a financial advisor who has been in the industry since March 13, 2005. Christopher is registered with Equitable Advisors, LLC and currently holds registrations in 9 states and licenses for Series 7, 24, 66, and SIE. Christopher's experience includes roles at Charles Schwab & Co., Inc., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and FIFTH THIRD SECURITIES, INC., as well as several others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
05/24/2022 - Present
Equitable Advisors, LLC (CARMEL IN)
IN
06/28/2016 - 10/28/2020
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
IN
09/24/2014 - 06/06/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BLOOMINGTON IN)
IN
02/19/2014 - 09/08/2014
FIFTH THIRD SECURITIES, INC. (GREENWOOD IN)
IN
01/19/2010 - 02/13/2014
VALIC FINANCIAL ADVISORS, INC. (CARMEL IN)
IN
12/16/2004 - 01/22/2010
THRIVENT INVESTMENT MANAGEMENT INC. (GREENWOOD IN)
BOTH
Issued 12/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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