Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Brigati is a financial advisor with Swbc Investment Services, LLC, registered with FINRA and the states of New Jersey and Texas. Christopher has over 27 years of experience in the financial services industry. He holds FINRA Series 3, 7, 24, 52, 53, 63, 79 and SIE licenses and is also a Registered Representative of Morgan Stanley. Christopher is dedicated to providing personalized financial advice and investment strategies to meet his clients' individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/04/2024 - Present
Swbc Investment Services, LLC (SAN ANTONIO TX)
NJ
11/28/2022 - 12/22/2023
VALLEY FINANCIAL MANAGEMENT, INC. (Wayne NJ)
NY
06/23/2015 - 12/16/2020
ADVISORS ASSET MANAGEMENT, INC. (NEW YORK NY)
NY
06/01/2009 - 10/16/2014
MORGAN STANLEY (New York NY)
NY
04/02/2007 - 10/16/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
05/30/2003 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/18/1994 - 05/30/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
09/02/1994 - 11/21/1994
EXECUTIVE INVESTORS CORPORATION (NEW YORK NY)
NJ
03/14/1994 - 11/02/1994
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 09/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/21/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1994
Series 3 - National Commodity Futures Examination
BC
Issued 03/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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