Unclaimed
Christopher Bodney is an investment advisor representative who has been in the industry since 2009. Christopher is currently registered with Northwestern Mutual Investment Services, LLC. He holds Series 6, 7, 63 and 65 licenses. Christopher is registered in 25 states for broker-dealer activities and 1 state for Investment Advisor Representative activities. Christopher is a 100% owner of CMB, INC., a personal business entity for administrative purposes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
01/28/2014 - Present
Northwestern Mutual Investment Services, LLC (CHICO CA)
IA
Issued 01/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/19/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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