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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Barron is a financial advisor who has been in the industry for over 23 years. Christopher is currently registered with Citigroup Global Markets Inc. and has been with the firm since May 2007. Christopher has also been registered with HSBC Securities (USA) Inc. and First Union Securities, Inc. Christopher Barron specializes in providing investment advice, portfolio management, and asset allocation services to a wide range of clients including high-net-worth individuals, corporations, charitable organizations, and pension plans. Christopher is licensed to provide investment advice in numerous states and is committed to providing high-quality financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/06/2012 - Present
Citigroup Global Markets Inc. (New York NY)
NY
01/05/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/01/2005 - 12/31/2006
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/11/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MO
10/01/2000 - 05/30/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/13/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
11/10/1998 - 05/14/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 09/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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