Unclaimed
Christopher Barone is a financial professional registered with Cambridge Investment Research Advisors, Inc. Christopher has been in the industry since August 16, 2014. Christopher is licensed to provide securities and investment advice in 51 states and the District of Columbia. Christopher has been registered with Cambridge Investment Research Advisors, Inc. since January 2018. Christopher is also a partner at Ripcord Wealth and a financial professional with The Professional Alliance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
01/09/2018 - Present
Cambridge Investment Research Advisors, Inc. (Norwood MA)
MA
06/21/2016 - 10/27/2017
CETERA ADVISORS LLC (WAKEFIELD MA)
MA
12/17/2014 - 12/19/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
06/17/2014 - 10/13/2014
PRUCO SECURITIES, LLC. (NEEDHAM MA)
MA
08/01/2013 - 10/08/2013
J.P. MORGAN SECURITIES LLC (BOSTON MA)
IA
Issued 11/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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