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Christopher Michael Barone

Cambridge Investment Research Advisors, Inc.

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About Christopher Michael Barone

Christopher Barone is a financial professional registered with Cambridge Investment Research Advisors, Inc. Christopher has been in the industry since August 16, 2014. Christopher is licensed to provide securities and investment advice in 51 states and the District of Columbia. Christopher has been registered with Cambridge Investment Research Advisors, Inc. since January 2018. Christopher is also a partner at Ripcord Wealth and a financial professional with The Professional Alliance.

Firm Information

Christopher Barone is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Christopher Barone’s Registration & Firm History

MA

01/09/2018 - Present

Cambridge Investment Research Advisors, Inc. (Norwood MA)

MA

06/21/2016 - 10/27/2017

CETERA ADVISORS LLC (WAKEFIELD MA)

MA

12/17/2014 - 12/19/2016

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

MA

06/17/2014 - 10/13/2014

PRUCO SECURITIES, LLC. (NEEDHAM MA)

MA

08/01/2013 - 10/08/2013

J.P. MORGAN SECURITIES LLC (BOSTON MA)

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Licenses & Designations

IA

Issued 11/27/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/07/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Michael Barone.
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