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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Auten is a financial advisor based in Irvine, California. Christopher holds Series 63 and 65 securities licenses and a Series 7 general securities representative license. Christopher has experience with many areas of financial planning including portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Christopher has experience with high net worth individuals and pooled investment vehicles. Christopher currently works for Empirical Wealth Management, an independent registered investment advisor, and has over 10 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax preparation and insurance services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
07/19/2023 - Present
Empirical Wealth Management (Irvine CA)
NY
12/01/2011 - 09/04/2014
AMERIPRISE FINANCIAL SERVICES, INC. (HARRISON NY)
NY
03/24/2011 - 09/13/2011
G-2 TRADING,LLC (NEW YORK NY)
NY
07/09/2010 - 03/24/2011
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
IA
Issued 03/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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