Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Audus is a financial advisor with Oppenheimer & Co. Inc. Christopher has been in the financial industry since 2009 and is registered with FINRA and the states of Massachusetts, Pennsylvania, Rhode Island and Texas. Christopher has earned the Certified Financial Planner designation and is also a Series 7, 9, 10, 31, and 66 licensed professional. Prior to Oppenheimer & Co. Inc. Christopher worked for Wells Fargo Advisors, LLC. Christopher's firm, Oppenheimer & Co. Inc. is a full-service investment banking firm that provides a wide range of services to individual and institutional clients. Christopher's specialties include portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
09/19/2016 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
PA
12/04/2009 - 04/08/2011
WELLS FARGO ADVISORS, LLC (JENKINTOWN PA)
BOTH
Issued 12/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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