Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Michael Allen has been in the financial services industry since July 15, 1996. Christopher Allen currently works as a registered representative for LPL Financial LLC in Reno, Nevada. Christopher Allen previously worked for UnionBanc Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., FISERV INVESTOR SERVICES, INC., UBOC INVESTMENT SERVICES, INC., INVEST FINANCIAL CORPORATION, ATLAS SECURITIES, INC., and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
09/22/2022 - Present
LPL Financial LLC (RENO NV)
CA
04/08/2021 - 08/15/2022
UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)
CA
09/21/2011 - 09/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERSIDE CA)
CA
01/03/2011 - 09/12/2011
WELLS FARGO ADVISORS, LLC (PASADENA CA)
CA
03/13/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PASADENA CA)
CA
10/30/2000 - 03/15/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CITY OF INDUSTRY CA)
TX
06/17/1999 - 12/22/1999
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
07/17/1997 - 07/08/1998
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
CA
05/24/1995 - 02/06/1997
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
WI
03/30/1994 - 05/19/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
05/07/1992 - 04/07/1993
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
NY
08/21/1991 - 05/04/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/2001
Series 4 - Registered Options Principal Examination
BC
Issued 12/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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