Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Micco is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., with a branch office in Napa, CA. Christopher has been in the securities industry since 2010. Christopher holds Series 7, 6, 22, 63 and 65 securities licenses. Christopher has previously worked at Kingswood Capital Partners, LLC in San Diego, CA, Wells Fargo Investments, LLC in San Francisco, CA, CitiCorp Investment Services in Long Island City, NY, Wells Fargo Securities Inc. in San Francisco, CA, Marketing One Securities, Inc. in Portland, OR and Great Western Financial Securities Corporation in Northridge, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/10/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPA CA)
CA
01/13/2024 - 06/05/2024
KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)
CA
10/02/2001 - 05/13/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
11/30/1995 - 10/01/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
10/25/1993 - 11/17/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
04/27/1993 - 10/25/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
CA
11/04/1991 - 05/04/1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
09/06/1988 - 11/29/1990
LIQUIDITY FUND INVESTMENT CORPORATION (EMERYVILLE CA)
IA
Issued 03/08/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/02/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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