Unclaimed
Christopher Mellen has over 30 years of experience in the financial services industry. Christopher is currently registered with Imperial Capital, LLC and holds Series 7 and 63 licenses. Previously, Christopher was employed at Barclays Capital Inc. and Lehman Brothers Inc. Christopher has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/19/2009 - Present
Imperial Capital, LLC (Wakefield MA)
MA
09/22/2008 - 07/29/2009
BARCLAYS CAPITAL INC. (BOSTON MA)
MA
12/01/1993 - 09/22/2008
LEHMAN BROTHERS INC. (BOSTON MA)
NY
11/21/1989 - 07/10/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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