Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher Mellen

Imperial Capital, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher Mellen

Christopher Mellen has over 30 years of experience in the financial services industry. Christopher is currently registered with Imperial Capital, LLC and holds Series 7 and 63 licenses. Previously, Christopher was employed at Barclays Capital Inc. and Lehman Brothers Inc. Christopher has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service.

Firm Information

Christopher Mellen is currently registered with Imperial Capital, LLC. Imperial Capital, LLC is a Limited Liability Company formed in July 1997. The firm is registered in all 50 states and the District of Columbia. They have been approved for SEC registration and have two Regulatory Event disclosures and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Mellen’s Registration & Firm History

MA

10/19/2009 - Present

Imperial Capital, LLC (Wakefield MA)

MA

09/22/2008 - 07/29/2009

BARCLAYS CAPITAL INC. (BOSTON MA)

MA

12/01/1993 - 09/22/2008

LEHMAN BROTHERS INC. (BOSTON MA)

NY

11/21/1989 - 07/10/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

Not sure if Christopher Mellen is right for you?

Licenses & Designations

BC

Issued 03/10/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Mellen.
Not sure if Christopher Mellen is right for you?