Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Mcroberts Smith is a financial advisor at MML Investors Services, LLC. Christopher has been in the financial services industry since 2006 and holds the Series 6, 7, 24, 52, 53, 63, and 66 licenses. Christopher has a strong track record of providing financial advice to individuals, families, and businesses. Christopher specializes in providing a variety of financial services, including investment advisory, financial planning, and portfolio management. Christopher is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
02/04/2022 - Present
MML Investors Services, LLC (NEWPORT BEACH CA)
CA
10/25/2019 - 11/04/2021
PARK AVENUE SECURITIES LLC (IRVINE CA)
CA
02/16/2010 - 10/16/2019
MML INVESTORS SERVICES, LLC (NEWPORT BEACH CA)
CA
05/03/2007 - 02/16/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (IRVINE CA)
NY
05/22/1996 - 07/31/1997
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 01/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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