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Christopher Mcfaddin Clegg

Guggenheim Investments

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About Christopher Mcfaddin Clegg

Christopher Mcfaddin Clegg is an investment advisor representative at Guggenheim Investments. Christopher has been in the industry since January 31, 2002. Christopher previously worked at Guggenheim Distributors, LLC and MML Investors Services, Inc.. Christopher holds the Series 66, Series 24, and Series 7 licenses. Christopher is registered with the state of Illinois and is approved to provide investment advice in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Christopher specializes in investment companies, pooled investment vehicles, and selection of other advisors.

Firm Information

Christopher Clegg is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Clegg’s Registration & Firm History

NY

03/04/2014 - Present

Guggenheim Investments (NEW YORK NY)

IL

10/02/2012 - 03/03/2014

GUGGENHEIM DISTRIBUTORS, LLC (LISLE IL)

MA

08/15/2001 - 01/29/2002

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BOTH

Issued 09/25/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/23/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Mcfaddin Clegg.
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