Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Mccauley Ricketts is an investment advisor representative. Christopher is registered with Ricketts Financial, LLC in Louisville, Kentucky. Christopher has been in the securities industry since 2011. Christopher has passed the Series 7, Series 66, and SIE exams. Christopher specializes in retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
01/06/2024 - Present
Ricketts Financial, LLC (LOUISVILLE KY)
IN
08/19/2020 - 09/01/2023
AMERICAN EQUITY INVESTMENT CORPORATION (NEW ALBANY IN)
KY
02/13/2013 - 07/09/2020
RAYMOND JAMES & ASSOCIATES, INC. (LOUISVILLE KY)
KY
04/29/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (LOUISVILLE KY)
BOTH
Issued 10/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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