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Christopher Maxwell Wharton

Tucker Asset Management LLC

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About Christopher Maxwell Wharton

Christopher Wharton is an investment advisor representative at Tucker Asset Management LLC based in Littleton, CO. Christopher is registered with the state of Colorado. Christopher holds the Series 65 and SIE licenses. Christopher has been in the industry since 2013, and has previous experience at Retirement Matters, and School Outfitters. Christopher is also licensed to sell insurance products in Colorado, but not actively selling.

Firm Information

Christopher Wharton is currently registered with Tucker Asset Management LLC. Tucker Asset Management LLC is a registered investment advisor based in Littleton, Colorado. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. With 78 licensed agents and a focus on client relationships, Tucker Asset Management has over $476 million in regulatory assets under management.
Tucker Asset Management LLC

1520 WEST CANAL COURT

LITTLETON, CO 80120

$476.48M

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Shares in fees paid to third party investment advisers

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Christopher Wharton’s Registration & Firm History

CO

03/18/2021 - Present

Tucker Asset Management LLC (LITTLETON CO)

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Licenses & Designations

IA

Issued 02/12/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/14/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Christopher Maxwell Wharton.
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