Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nornberg is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Wells Fargo Clearing Services, LLC, where he provides investment advisory services to individuals and businesses. Christopher has a strong background in investment management, financial planning, and retirement planning. He is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/09/2021 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
05/29/2007 - 03/03/2008
CITIGROUP GLOBAL MARKETS INC. (WEST HOLLYWOOD CA)
CA
11/22/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (WEST HOLLYWOOD CA)
CA
11/11/2005 - 11/23/2005
WELLS FARGO INVESTMENTS, LLC (BEVERLY HILLS CA)
NY
05/17/1999 - 11/18/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
04/26/1999 - 05/18/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
08/20/1997 - 04/30/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MN
11/07/1996 - 07/22/1997
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
KS
09/18/1996 - 11/06/1996
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
TX
05/15/1995 - 09/12/1996
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
11/21/1994 - 05/18/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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