Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Laver is an active investment advisor with UBS Financial Services Inc. based in San Francisco, California. Christopher has over 40 years of experience in the industry and is registered with the Securities and Exchange Commission as an Investment Advisor Representative. Christopher is also registered in several states as a Broker/Dealer and Investment Advisor Representative. Christopher has held previous positions at Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Furman Selz LLC, Smith Barney Inc., Drexel Burnham Lambert Incorporated, and Dean Witter Reynolds Inc. Christopher is a Series 3, Series 7, Series 8, Series 9, Series 10, and Series 63 and Series 65 licensed investment advisor. He is a member of the board of directors of the Pasadera Golf Course and is the Executor of the Katie Clancy estate. Christopher is a highly experienced and qualified investment advisor who is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
12/04/2015 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
08/05/2002 - 12/21/2015
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
04/02/1998 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
04/19/1996 - 04/14/1998
FURMAN SELZ LLC (NEW YORK NY)
NY
05/22/1989 - 03/28/1996
SMITH BARNEY INC. (NEW YORK NY)
NA
03/15/1982 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
04/13/1981 - 04/05/1982
DEAN WITTER REYNOLDS INC.
IA
Issued 09/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1990
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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