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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Moffat is a financial advisor who has been in the industry since 2020. Christopher Moffat is currently registered with Wells Fargo Clearing Services, LLC. Christopher Moffat has passed the Uniform Combined State Law Examination (Series 66), the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Christopher Moffat holds registrations in 20 states including Michigan, Texas, Arkansas, California, Colorado, Connecticut, Florida, Illinois, Indiana, Louisiana, Nebraska, New Hampshire, New York, Ohio, Oklahoma, Pennsylvania, South Carolina, Virginia, and is licensed to provide investment advice in both Michigan and Texas. Christopher Moffat has experience with a variety of clients including individuals, businesses, pension and profit-sharing plans, charitable organizations, and insurance companies. Christopher Moffat has a background in healthcare and education. Christopher Moffat is also a musician and receives royalty payments from BMI Music and Universal Music Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/17/2020 - Present
Wells Fargo Clearing Services, LLC (PORTAGE MI)
BOTH
Issued 03/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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