Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wade is a financial professional with over 13 years of experience in the industry. Christopher currently works at TD Securities (usa) LLC, a firm with a strong reputation in the financial sector. Christopher has a diverse background in investment banking, having held previous positions at Cowen and Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher holds the Series 79, Series 63 and SIE licenses, demonstrating his expertise in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
05/07/2019 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
NY
04/28/2010 - 07/06/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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