Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tracy is a financial advisor with LPL Financial LLC, a leading independent broker-dealer and registered investment advisor. Christopher has been in the financial industry since 2004, and has held positions at several firms, including Wells Fargo Clearing Services, LLC, American Express Financial Advisors Inc., and Infinex Investments, Inc. Christopher is a Series 7 and Series 66 licensed representative, and holds a SIE designation. Christopher Tracy has a broad range of experience and expertise in the financial industry, including financial planning, investment management, and retirement planning. He is committed to providing his clients with personalized financial advice and services that are tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
12/02/2022 - Present
LPL Financial LLC (Mobile AL)
AL
08/02/2021 - 11/30/2022
INFINEX INVESTMENTS, INC. (Mobile AL)
AL
04/07/2005 - 06/07/2021
WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)
MN
08/03/2004 - 02/15/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/03/2004 - 02/15/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Tracy is the right advisor for you? Invested Better is here to help.
