Unclaimed
Christopher Steinberg is a financial professional with experience in the industry since October 7, 2013. Christopher is currently registered with Interactive Brokers LLC in Chicago, IL and holds Series 6, 7, 63 and 65 licenses as well as the SIE exam. Christopher has previously worked with USAA Financial Advisors, Inc. and Cambridge Investment Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/15/2022 - Present
Interactive Brokers LLC (CHICAGO IL)
TX
06/08/2020 - 07/24/2020
USAA INVESTMENT SERVICES COMPANY (ADDISON TX)
TX
09/13/2019 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
08/17/2018 - 06/04/2019
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
WI
09/20/2016 - 02/07/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Mount Pleasant WI)
WI
03/01/2013 - 09/20/2016
SII INVESTMENTS, INC. (Mt. Pleasant WI)
AZ
12/14/2009 - 04/08/2011
METLIFE SECURITIES INC. (TEMPE AZ)
NE
05/09/2008 - 11/10/2008
PACIFIC SELECT DISTRIBUTORS, INC. (OMAHA NE)
IA
Issued 12/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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