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Christopher Matthew Peters

ADP Broker-Dealer, Inc.

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About Christopher Matthew Peters

Christopher Peters is a financial advisor with ADP Broker-Dealer, Inc. based in Louisville, KY. Christopher has over 24 years of experience in the financial services industry. He is a registered representative in 52 states. Christopher holds Series 6, 7, 63, and 65 securities licenses as well as the SIE exam. Christopher's previous employers include PRINcor Financial Services Corporation, ALPS Distributors, Inc., Jefferson Pilot Securities Corporation, and Putnam Retail Management Limited Partnership.

Firm Information

Christopher Peters is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Peters’s Registration & Firm History

KY

09/29/2014 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

MA

08/19/2011 - 09/30/2014

PRINCOR FINANCIAL SERVICES CORPORATION (WALTHAM MA)

MA

03/28/2006 - 10/06/2010

ALPS DISTRIBUTORS, INC. (TEWKSBURY MA)

IN

07/20/2005 - 11/02/2005

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

MA

01/30/1997 - 03/31/2005

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

IA

Issued 05/21/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/01/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2011

Series 7 - General Securities Representative Examination

BC

Issued 01/29/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Matthew Peters.
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