Unclaimed
Christopher Matthew Hayes is a registered representative with Finalis Securities LLC. Christopher has been in the securities industry since December 2012. Christopher is licensed in California, Delaware, Massachusetts, Texas, Utah and Washington. Christopher previously worked at Jefferies LLC in San Francisco, CA and Credit Suisse Securities (USA) LLC in San Francisco, CA. Christopher has passed the Series 63, SIE and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/20/2023 - Present
Finalis Securities LLC (New York NY)
CA
02/14/2017 - 06/20/2023
JEFFERIES LLC (SAN FRANCISCO CA)
CA
08/27/2012 - 02/08/2017
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
BC
Issued 03/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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