Unclaimed
Christopher Carty is a financial advisor with MFS Fund Distributors, Inc. Christopher is a registered representative in 53 states and has been in the industry since 2003. Christopher has a Series 6, 7, 22, and SIE license. Christopher is also a registered representative of MFS Fund Distributors, Inc., and has been with the firm since 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
09/17/2010 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
MA
03/10/2006 - 05/10/2007
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
07/28/2000 - 11/01/2005
BOSTON CAPITAL SECURITIES, INC. (BOSTON MA)
RI
10/07/1997 - 06/05/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 11/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/17/2001
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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