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Christopher Matthew Blum

BGC Financial, LP

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About Christopher Matthew Blum

Christopher Blum is a financial advisor with over 13 years of experience in the industry. He is currently registered with BGC Financial, LP. Christopher has a strong background in the securities industry, having held previous roles at Sunrise Brokers LLC, Tullett Prebon Financial Services LLC, Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Raymond James & Associates, Inc., and VFinance Investments, Inc. Christopher holds licenses for Series 3, 7, 24, 55, 57TO, 63, and SIE exams.

Firm Information

Christopher Blum is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Blum’s Registration & Firm History

FL

06/30/2021 - Present

BGC Financial, LP (Palm Beach Gardens FL)

NY

12/11/2018 - 07/01/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NJ

05/04/2015 - 08/10/2018

TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

09/19/2013 - 05/04/2015

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/11/2011 - 09/05/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

FL

04/03/2009 - 05/09/2011

RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)

FL

11/04/2008 - 04/16/2009

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

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Licenses & Designations

BC

Issued 03/12/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/08/2018

Series 30 - NFA Branch Manager Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 08/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2012

Series 3 - National Commodity Futures Examination

BC

Issued 09/12/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/03/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Christopher Matthew Blum. Review regulatory record here.
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