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Christopher Martin Williams

Pruco Securities, LLC

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About Christopher Martin Williams

Christopher Martin Williams has been in the financial services industry since August 2002. Christopher is currently registered with Pruco Securities, LLC in Massachusetts and New Hampshire. Christopher has held previous positions with MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, and Pruco Securities, LLC.

Firm Information

Christopher Williams is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Christopher Williams’s Registration & Firm History

MA

06/07/2018 - Present

Pruco Securities, LLC (WAKEFIELD MA)

NH

03/25/2017 - 06/05/2018

MML INVESTORS SERVICES, LLC (Nashua NH)

NH

01/02/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (MANCHESTER NH)

NH

01/05/2006 - 01/02/2015

NEW ENGLAND SECURITIES (MANCHESTER NH)

NJ

08/02/2002 - 12/06/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

IA

Issued 11/13/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/22/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Martin Williams.
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