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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thompson is a financial advisor with Ameriprise Financial Services, LLC. Christopher has been in the financial industry since 1993. Christopher is registered to provide investment advice in multiple states, including Florida, Texas and Utah. Christopher has also been registered as a broker-dealer in 25 states. Christopher holds a Series 63 and a Series 65 license, as well as a Series 7, Series 9, and Series 10 license. Christopher has experience working with individuals, high-net-worth individuals, trusts, estates, charitable organizations, pension and profit-sharing plans, corporations and businesses. Christopher has also provided financial planning services to clients and has a designation as a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/23/2021 - Present
Ameriprise Financial Services, LLC (Ponte Vedra Beach FL)
FL
08/12/2011 - 06/16/2021
WELLS FARGO CLEARING SERVICES, LLC (PONTE VEDRA BEACH FL)
FL
05/05/1993 - 08/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
IA
Issued 11/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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