Unclaimed
Christopher Hayes is a financial advisor with Fifth Third Securities, Inc. Christopher has been in the financial services industry since March 23, 1993 and has held several previous positions at firms including Morgan Stanley DW Inc., Lockwood Financial Services, Inc., Salomon Smith Barney Inc., and Lehman Brothers Inc. Christopher is a registered investment advisor in Ohio and also holds Series 63, 65, 7, 9, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
02/14/2005 - Present
Fifth Third Securities, Inc. (DAYTON OH)
NY
06/21/2000 - 08/30/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
PA
11/23/1998 - 06/20/2000
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NY
07/31/1993 - 11/30/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/24/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 2/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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