Unclaimed
Christopher Hager has been in the financial services industry since 2011. Christopher is currently registered with National Financial Services LLC, a firm based in Smithfield, RI. Christopher previously worked at Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Christopher is licensed to sell securities in Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
12/05/2018 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
01/06/2017 - 02/20/2018
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
02/22/2010 - 04/02/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
06/02/2005 - 01/22/2010
AMERIPRISE FINANCIAL SERVICES, INC. (CRANSTON RI)
MN
06/02/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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