Unclaimed
Christopher Mark Tomes is an investment advisor representative at Ameriprise Financial Services, LLC. Christopher is registered with the state of Illinois as an Investment Advisor Representative since October 31, 2000, and with the state of Kentucky since September 23, 2024. Christopher also has a resident Investment Advisor Representative registration in Texas since October 9, 2006. Christopher has been in the securities industry since September 24, 2000. In addition to Ameriprise Financial Services, LLC, Christopher has previously been employed by IDS LIFE INSURANCE COMPANY in Minneapolis, Minnesota. Christopher's current branch office is located in Crestview Hills, Kentucky. Christopher specializes in financial planning, asset allocation services, pension consulting, educational seminars, and portfolio management for individuals and businesses. Christopher is a board member of the Professionals Board of Directors of Tomes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
10/09/2006 - Present
Ameriprise Financial Services, LLC (Crestview Hills KY)
MN
09/25/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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