Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Riley is a financial advisor with Captrust. Christopher has over 26 years of experience in the financial services industry. Christopher has a Series 7, Series 10, Series 24, Series 63, and Series 65. Christopher is also a Certified Financial Planner. Christopher is registered with the state of North Carolina. Christopher previously worked at CETERA ADVISOR NETWORKS LLC, DAVENPORT & COMPANY LLC, PAINEWEBBER INCORPORATED, J.C. BRADFORD & CO., and OLDE DISCOUNT CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
07/30/2020 - Present
Captrust (Wilmington NC)
NC
03/03/2006 - 02/04/2020
CETERA ADVISOR NETWORKS LLC (WILMINGTON NC)
NC
10/04/2000 - 03/06/2006
DAVENPORT & COMPANY LLC (SMITHFIELD NC)
NJ
08/14/2000 - 10/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/23/1994 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MI
04/29/1994 - 06/29/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 08/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 09/03/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Riley is the right advisor for you? Invested Better is here to help.
