Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Oconnor is a financial advisor with over 29 years of experience in the industry. Christopher is registered with Oppenheimer & Co. Inc. in RED BANK, NJ. Christopher was previously registered with MORGAN STANLEY SMITH BARNEY and MORGAN STANLEY & CO. INCORPORATED. Christopher holds the Series 7, Series 31, Series 63, and Series 65 licenses, as well as the SIE certification. Christopher provides financial planning services, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
07/13/2012 - Present
Oppenheimer & Co. Inc. (RED BANK NJ)
NJ
06/01/2009 - 07/17/2012
MORGAN STANLEY SMITH BARNEY (RED BANK NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
06/23/2006 - 04/02/2007
MORGAN STANLEY DW INC. (RED BANK NJ)
NJ
02/21/2006 - 07/13/2006
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
MD
01/11/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
10/08/1993 - 01/22/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 10/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 10/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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