Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Moran is a financial advisor with over 30 years of experience in the financial industry. Christopher has been with Stifel, Nicolaus & Company, Inc. since November 2019. Prior to joining Stifel, Nicolaus & Company, Inc., Christopher worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher has extensive experience providing financial advice to individuals, families, and businesses. Christopher holds the Series 7, Series 31, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/14/2019 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
06/30/2006 - 11/15/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
07/24/1992 - 07/13/2006
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
CT
09/24/1982 - 08/07/1992
ADVEST, INC. (HARTFORD CT)
NA
10/21/1982 - 09/30/1985
BURGESS & LEITH INCORPORATED
IA
Issued 03/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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