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Christopher Mark Lodge

Smbc Nikko Securities America, Inc.

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About Christopher Mark Lodge

Christopher Lodge is a securities professional with over 25 years of experience in the financial services industry. Christopher is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Christopher has previously held positions at Deutsche Bank Securities Inc. and Morgan Stanley & Co. Incorporated. Christopher has a wide range of experience in the securities industry, including trading, investment banking, and financial advising. Christopher holds a variety of licenses and certifications, including the Series 7, Series 24, and Series 63.

Firm Information

Christopher Lodge is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Lodge’s Registration & Firm History

NY

05/12/2014 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

11/09/2009 - 05/13/2014

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

10/21/1997 - 10/06/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/27/1997

Series 3 - National Commodity Futures Examination

BC

Issued 10/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Christopher Mark Lodge.
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