Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Liuzzi is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with RBC Capital Markets, LLC, and is located in the Minneapolis office. Christopher is Series 7, Series 63, Series 99TO and SIE licensed and holds multiple specializations, including portfolio management for individuals, businesses, and pooled investment vehicles. Previously, Christopher worked for firms such as FIRST REPUBLIC SECURITIES COMPANY, LLC, UBS FINANCIAL SERVICES INC., UBS SECURITIES LLC, GOLDMAN SACHS EXECUTION & CLEARING, L.P., and GOLDMAN, SACHS & CO. Christopher has experience working with a variety of clients, including high-net-worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/15/2023 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
CA
05/13/2019 - 06/22/2022
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
NJ
09/22/2014 - 05/09/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/22/2014 - 05/09/2019
UBS SECURITIES LLC (NEW YORK NY)
NY
08/09/2012 - 10/03/2014
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
01/21/2009 - 10/03/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/07/1999 - 01/28/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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