Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cefalo is a financial professional registered with Capital Client Group, Inc. Christopher has been in the financial industry since 2010. Christopher's previous employment was with ADP Broker-Dealer, Inc. in Roseland, New Jersey. Christopher holds the Series 63, Series 26, Series 7TO, SIE, and Series 6 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
01/04/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NJ
11/24/2010 - 12/11/2012
ADP BROKER-DEALER, INC. (ROSELAND NJ)
BC
Issued 11/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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