Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Baughan is a financial advisor with LPL Financial LLC in FOXBORO, MA. Christopher has been working in the financial services industry since April 1999. Christopher has a wide range of experience, having worked for firms such as MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., UBS FINANCIAL SERVICES INC. and SALOMON SMITH BARNEY INC. Christopher has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
12/20/2011 - Present
LPL Financial LLC (FOXBORO MA)
MA
10/23/2009 - 12/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATTLEBORO MA)
MA
12/01/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
09/08/2000 - 12/11/2006
UBS FINANCIAL SERVICES INC. (BOSTON MA)
NY
04/26/1999 - 09/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 09/01/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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