Unclaimed
Christopher Marinas Legaspi is a financial advisor who has been in the industry since June 2010. Christopher is registered with PFS Investments Inc. Christopher is licensed to provide investment advice in 11 states. Christopher has passed several industry exams including the Series 6, Series 26, Series 63 and the SIE. Christopher is based in CERRITOS, CA and works out of the PFS Investments Inc. branch office located at 17150 NORWALK BLVD, STE 103 in CERRITOS, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
06/04/2010 - Present
PFS Investments Inc. (CERRITOS CA)
BC
Issued 06/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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