Unclaimed
Christopher Brooks is a financial advisor with Independent Financial Partners in Tampa, Florida. Christopher has been in the financial services industry since August 15, 2003. He is a licensed and registered representative with the firm and has been actively involved in the financial services industry for over 20 years. Christopher is passionate about helping clients achieve their financial goals. He has a strong understanding of the financial markets and a commitment to providing personalized investment advice. Christopher has a proven track record of success in helping clients achieve their financial objectives. Christopher is a highly experienced and knowledgeable financial advisor who is dedicated to helping clients build a strong financial future. He is a Registered Representative and Investment Advisor Representative for Independent Financial Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
11/10/2022 - Present
Independent Financial Partners (TAMPA FL)
KS
08/29/2012 - 08/23/2021
WADDELL & REED (OVERLAND PARK KS)
KS
04/23/2009 - 08/20/2012
AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MO
09/21/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (KANSAS CITY MO)
MN
06/19/2002 - 05/12/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/19/2002 - 05/12/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 06/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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