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Christopher Marcellus Brooks

Independent Financial Partners

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About Christopher Marcellus Brooks

Christopher Brooks is a financial advisor with Independent Financial Partners in Tampa, Florida. Christopher has been in the financial services industry since August 15, 2003. He is a licensed and registered representative with the firm and has been actively involved in the financial services industry for over 20 years. Christopher is passionate about helping clients achieve their financial goals. He has a strong understanding of the financial markets and a commitment to providing personalized investment advice. Christopher has a proven track record of success in helping clients achieve their financial objectives. Christopher is a highly experienced and knowledgeable financial advisor who is dedicated to helping clients build a strong financial future. He is a Registered Representative and Investment Advisor Representative for Independent Financial Partners.

Firm Information

Christopher Brooks is currently registered with Independent Financial Partners. Independent Financial Partners is a financial advisory firm headquartered in Tampa, Florida. They offer a range of services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. The firm manages over $9.7 billion in assets for clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Independent Financial Partners

3030 NORTH ROCKY POINT DRIVE WEST

TAMPA, FL 33607

$9.76B

Assets Under Management

Not reported

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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non-discretionary investment advice

Non-discretionary investment advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets under advisement

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Christopher Brooks’s Registration & Firm History

FL

11/10/2022 - Present

Independent Financial Partners (TAMPA FL)

KS

08/29/2012 - 08/23/2021

WADDELL & REED (OVERLAND PARK KS)

KS

04/23/2009 - 08/20/2012

AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

MO

09/21/2005 - 10/05/2009

AMERIPRISE ADVISOR SERVICES, INC. (KANSAS CITY MO)

MN

06/19/2002 - 05/12/2005

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/19/2002 - 05/12/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 07/01/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/09/2008

Series 24 - General Securities Principal Examination

BC

Issued 06/11/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/26/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Marcellus Brooks. Review regulatory record here.
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