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Christopher Marcello

Wells Fargo Securities, LLC

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About Christopher Marcello

Christopher Marcello is a financial advisor with Wells Fargo Securities, LLC in New York, NY. Christopher has been working in the financial services industry since April 13, 2001. Christopher holds the Series 6, 7, 24, 31, 55, 63, 65, 66, 52TO, 22TO, 82TO, 57TO, 99TO, 14, 26, and 39 securities licenses. Christopher is licensed in New York. Christopher has previously worked at BNP Paribas Securities Corp., ICAP Corporates LLC, Electronic Securities Processing (ESP) LLC, Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Assent LLC, Andover Brokerage, L.L.C., AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, Dean Witter Reynolds Inc., Fechtor, Detwiler & Co., Inc., and W.J. Nolan & Company, Inc.

Firm Information

Christopher Marcello is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Marcello’s Registration & Firm History

NY

06/12/2019 - Present

Wells Fargo Securities, LLC (New York NY)

NY

03/03/2014 - 08/15/2017

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NJ

03/01/2011 - 05/09/2013

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

04/22/2008 - 12/21/2010

ELECTRONIC SECURITIES PROCESSING (ESP) LLC (NEW YORK NY)

NY

09/07/2007 - 04/23/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

09/20/2005 - 07/06/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

IL

12/16/2004 - 08/29/2005

ASSENT LLC (BOLINGBROOK IL)

IL

03/03/2003 - 10/25/2004

ASSENT LLC (BOLINGBROOK IL)

NY

08/19/2002 - 03/03/2003

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

07/19/1999 - 09/09/2002

AXA ADVISORS, LLC (NEW YORK NY)

NY

07/19/1999 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NY

01/20/1998 - 10/14/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

MA

05/15/1997 - 10/29/1997

FECHTOR, DETWILER & CO., INC. (BOSTON MA)

NY

01/07/1997 - 04/10/1997

W.J. NOLAN & COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/19/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/25/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 01/29/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/15/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/11/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 01/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Marcello.
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