Unclaimed
Christopher Marcello is a financial advisor with Wells Fargo Securities, LLC in New York, NY. Christopher has been working in the financial services industry since April 13, 2001. Christopher holds the Series 6, 7, 24, 31, 55, 63, 65, 66, 52TO, 22TO, 82TO, 57TO, 99TO, 14, 26, and 39 securities licenses. Christopher is licensed in New York. Christopher has previously worked at BNP Paribas Securities Corp., ICAP Corporates LLC, Electronic Securities Processing (ESP) LLC, Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Assent LLC, Andover Brokerage, L.L.C., AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, Dean Witter Reynolds Inc., Fechtor, Detwiler & Co., Inc., and W.J. Nolan & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/12/2019 - Present
Wells Fargo Securities, LLC (New York NY)
NY
03/03/2014 - 08/15/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NJ
03/01/2011 - 05/09/2013
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
04/22/2008 - 12/21/2010
ELECTRONIC SECURITIES PROCESSING (ESP) LLC (NEW YORK NY)
NY
09/07/2007 - 04/23/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
09/20/2005 - 07/06/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
IL
12/16/2004 - 08/29/2005
ASSENT LLC (BOLINGBROOK IL)
IL
03/03/2003 - 10/25/2004
ASSENT LLC (BOLINGBROOK IL)
NY
08/19/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
07/19/1999 - 09/09/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/19/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
01/20/1998 - 10/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
05/15/1997 - 10/29/1997
FECHTOR, DETWILER & CO., INC. (BOSTON MA)
NY
01/07/1997 - 04/10/1997
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 10/19/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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