Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Reese is a financial advisor with over 20 years of experience in the industry. Christopher is currently registered with UBS Financial Services Inc. in Washington, DC. Christopher has a broad range of experience, having worked with a variety of firms over the years, including Raymond James & Associates, Inc., Morgan Stanley, E*TRADE Clearing LLC, FSC Securities Corporation, SunTrust Investment Services, Inc., and Banc of America Investment Services, Inc. Christopher holds several industry licenses, including the Series 7, Series 10, Series 9, Series 26, and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
05/03/2024 - Present
UBS Financial Services Inc. (Washington DC)
DC
12/18/2018 - 04/24/2024
RAYMOND JAMES & ASSOCIATES, INC. (WASHINGTON DC)
NY
11/28/2012 - 11/26/2018
MORGAN STANLEY (PURCHASE NY)
VA
05/05/2009 - 07/27/2012
E*TRADE CLEARING LLC (ARLINGTON VA)
MD
02/04/2009 - 03/26/2009
FSC SECURITIES CORPORATION (KENSINGTON MD)
DC
07/07/2006 - 10/06/2008
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
MD
07/08/2003 - 06/20/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BETHESDA MD)
BOTH
Issued 09/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/17/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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