Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Bertinelli is an investment advisor representative with MML Investors Services, LLC. Christopher has been in the financial services industry since 1998. Christopher is registered with FINRA and holds the Series 7, Series 24, Series 63, Series 65 and Series 66 licenses. Christopher has experience in various areas, including financial planning, portfolio management and retirement planning. Christopher's past experience includes roles at Oberon Securities, LLC, ALPS Distributors, Inc., and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
08/25/2021 - Present
MML Investors Services, LLC (New York NY)
NY
05/16/2020 - 09/01/2020
OBERON SECURITIES, LLC (NEW YORK NY)
CO
09/01/2015 - 07/05/2018
ALPS DISTRIBUTORS, INC. (DENVER CO)
ME
10/14/2013 - 08/31/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
09/08/2011 - 09/05/2013
TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)
NY
06/01/2009 - 07/02/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
01/15/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/13/1999 - 04/15/2003
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
MA
07/24/1998 - 10/16/1998
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
BOTH
Issued 08/25/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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