Unclaimed
Christopher Brennan is a financial advisor with Stifel, Nicolaus & Company, Inc. Christopher has been in the financial industry since 2000 and has extensive experience in a variety of financial services. Christopher is a Certified Financial Planner® and holds several professional licenses, including Series 7, Series 63, and Series 65. Christopher is registered to provide financial advice in 31 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/05/2017 - Present
Stifel, Nicolaus & Company, Inc. (BROOKFIELD WI)
WI
06/26/2009 - 09/20/2017
B. C. ZIEGLER AND COMPANY (WAUKESHA WI)
WI
03/29/2005 - 07/20/2009
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
03/30/2000 - 12/31/2004
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
IA
Issued 08/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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