Unclaimed
Christopher Mancini is a registered representative with TP Icap Global Markets Americas LLC and holds Series 7, Series 6, and Series 63 licenses. Christopher has been working in the securities industry since January 4, 2010. Christopher's previous experience includes working at Northwestern Mutual Investment Services, LLC. Christopher is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/2016 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
11/24/2009 - 04/29/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
BC
Issued 05/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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