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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Maher is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been in the financial industry since 1998. Christopher is licensed in 28 states and has passed 7 exams. Christopher is registered with FINRA and has experience in various investment products, including stocks, bonds, mutual funds, and exchange-traded funds (ETFs). Christopher has also worked with Wells Fargo Clearing Services, LLC, JMP Securities LLC and Thomas Weisel Partners LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/14/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
01/31/2018 - 10/13/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
07/13/2009 - 05/17/2016
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
03/20/2006 - 03/02/2009
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
04/26/2004 - 03/09/2006
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IL
04/25/2002 - 04/20/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
CA
09/01/1998 - 03/27/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
04/15/1998 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
IL
07/16/1996 - 05/27/1998
ARAGON INVESTMENTS, LTD. (CHICAGO IL)
IL
07/16/1996 - 04/20/1998
TAFT SECURITIES, L.L.C. (CHICAGO IL)
IL
07/16/1996 - 04/20/1998
TITAN SECURITIES, L.L.C. (CHICAGO IL)
IA
Issued 03/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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