Unclaimed
Christopher Loudon is a financial advisor with Raymond James & Associates, Inc., a firm with over $433 billion in regulatory assets under management. Christopher has over 20 years of experience in the financial services industry. He is a Series 7, 24, 55 and 63 licensed advisor and holds a SIE designation. Christopher has extensive experience in financial planning, portfolio management, and investment advisory services. Christopher has worked for several top financial institutions such as Deutsche Bank Securities Inc., BNP Paribas Securities Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and J.P. Morgan Securities Inc. Christopher is registered to provide financial advice in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/06/2016 - Present
Raymond James & Associates, Inc. (New York NY)
NY
07/06/2011 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/27/2007 - 02/05/2009
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/21/2003 - 06/22/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/03/1999 - 11/14/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/18/1998 - 09/01/1999
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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