Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher M. Shea is a registered representative at UBS Asset Management (americas) LLC. Christopher has been in the industry since September 18, 1996. Christopher has worked at several other firms, including UBS Financial Services Inc, Robertson Stephens, Inc, Black & Company, Inc, Waterhouse Securities, Inc, and J.C. Bradford & Co. Christopher holds Series 63, 66, 7, 8, 87, and SIE licenses. Christopher specializes in investment advisory services for businesses, individuals, investment companies, and pooled investment vehicles. Christopher is also registered with the state of New Jersey as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/24/2020 - Present
UBS Asset Management (americas) LLC (NEW YORK NY)
NY
06/02/2003 - 07/20/2020
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
CA
07/26/2000 - 08/12/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
OR
10/20/1997 - 06/22/1998
BLACK & COMPANY, INC. (PORTLAND OR)
NE
01/10/1994 - 10/14/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
10/05/1993 - 12/22/1993
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 05/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/28/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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