Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Poston is a financial advisor who has been in the industry since December 22, 2010. Christopher is currently registered with Smbc Nikko Securities America, Inc. and has been with the firm since October 4, 2018. Prior to joining Smbc Nikko Securities America, Inc., Christopher worked at NOMURA SECURITIES INTERNATIONAL, INC. Christopher holds a Series 63, Series 24, SIE and Series 7 license and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/04/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/22/2010 - 10/23/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 01/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
N
NYSE Arca, Inc.
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