Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nassan is a financial advisor registered with Wells Fargo Clearing Services, LLC. Christopher has been working in the financial industry since March 1, 1999. Christopher holds the Series 7, Series 31, and Series 66 licenses, along with the Securities Industry Essentials Examination (SIE). Christopher has experience working with individuals, businesses, high-net-worth clients, and retirement plans. Christopher is also registered with the following states: California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
10/31/2008 - 12/11/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/02/2007 - 11/04/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/18/2005 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
03/02/1999 - 02/25/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/19/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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